Pre-IPO Financial Advisor

  • Provide advice on capital structure, listing structure and reorganization plans to companies for the preparation of listing
  • Introduce the company strategic investors via private financing, or project partners via project financing, so as to strengthen the company's corporate image and corporate governance


  • Lead and coordinate the entire listing exercise; conduct due diligence exercise
  • Serve as a conduit for communication between the company and the regulators

Compliance Advisor

  • Act as the compliance advisor to the listed companies in Hong Kong in accordance with the requirements under the Listing Rules

Financial Advisor

  • Provide consultation services for various types of mergers and acquisitions, business restructuring, and financing transactions for listed companies and their shareholders
  • Provide advice on the implication of the Listing Rules


  • Provide advisory services on merger and acquisition transactions or fund raising activities